SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Barth Jay

(Last) (First) (Middle)
C/O AMICUS THERAPEUTICS, INC.
1 CEDAR BROOK DRIVE

(Street)
CRANBURY NJ 08512

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMICUS THERAPEUTICS, INC. [ FOLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Medical Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/09/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/09/2020 M 11,559 A $8.61 174,763 D
Common Stock 07/09/2020 M 8,850 A $9.03 183,613 D
Common Stock 07/09/2020 M 6,142 A $10.04 189,755 D
Common Stock 07/09/2020 M 17,896 A $12.28 207,651 D
Common Stock 07/09/2020 S(1) 44,447 D $15.9177(2) 163,204 D
Common Stock 07/10/2020 M 28,843 A $5.13 192,047 D
Common Stock 07/10/2020 S(1) 28,843 D $15.6514(3) 163,204 D
Common Stock 20 I By Daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) $8.61 07/09/2020 M 11,559 (4) 01/02/2025 Common Stock 11,559 $0.00 0 D
Stock Options (right to buy) $9.03 07/09/2020 M 8,850 (4) 01/04/2026 Common Stock 8,850 $0.00 0 D
Stock Options (right to buy) $10.04 07/09/2020 M 6,142 (5) 01/02/2029 Common Stock 6,142 $0.00 55,099 D
Stock Options (right to buy) $12.28 07/09/2020 M 17,896 (4) 06/01/2025 Common Stock 17,896 $0.00 0 D
Stock Options (right to buy) $5.13 07/10/2020 M 28,843 (6) 01/03/2027 Common Stock 28,843 $0.00 11,778 D
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
2. This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $15.90 to $15.98. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $15.49 to $15.91 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. All of the options were fully vested and exercisable as of the transaction date.
5. As of July 9, 2020, 9,584 options were fully vested and exercisable and 51,657 remained unvested from this grant.
6. As of July 10, 2020, 31,785 options were fully vested and exercisable and 8,836 remained unvested from this grant.
Remarks:
/s/ Christian Formica, Attorney-in-Fact 07/13/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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